Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeremy Green | 4235928 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeremy Green | 4235928 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeremy Green | 4235928 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeremy Green | 4235928 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeremy Green | 4235928 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Oliva Donti | 6469595 | 3 | 01/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Douglas Russell | 4667804 | 2 | 01/13/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Christopher M Groman | 6106846 | 1 | 12/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Danial Fereydani | 6521064 | 1 | 11/21/2019 | Customer Dispute | Closed-No Action | $126,971.00 | $0.00 | See FINRA Report |
Kurt Edward Stahl | 1890827 | 2 | 09/11/2019 | Customer Dispute | Settled | $39,491.50 | $0.00 | See FINRA Report |