Potomac Analytics' Logo

FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 21-30 out of 143 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeremy Green4235928503/01/2020FinancialFinal$0.00$0.00See FINRA Report
Jeremy Green4235928503/01/2020FinancialFinal$0.00$0.00See FINRA Report
Jeremy Green4235928503/01/2020FinancialFinal$0.00$0.00See FINRA Report
Jeremy Green4235928503/01/2020FinancialFinal$0.00$0.00See FINRA Report
Jeremy Green4235928503/01/2020FinancialFinal$0.00$0.00See FINRA Report
Joseph Oliva Donti6469595301/17/2020RegulatoryFinal$0.00$0.00See FINRA Report
Robert Douglas Russell4667804201/13/2020Customer DisputeSettled$100,000.00$0.00See FINRA Report
Christopher M Groman6106846112/19/2019FinancialFinal$0.00$0.00See FINRA Report
Danial Fereydani6521064111/21/2019Customer DisputeClosed-No Action$126,971.00$0.00See FINRA Report
Kurt Edward Stahl1890827209/11/2019Customer DisputeSettled$39,491.50$0.00See FINRA Report

143 Results

Display: