Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christine Couvillon Smith | 6532287 | 1 | 12/01/2021 | Customer Dispute | Denied | $325,000.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 10/19/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 08/25/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 07/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 06/22/2021 | Customer Dispute | Settled | $495,000.00 | $0.00 | See FINRA Report |
| Curvin Elwood Miller | 5106137 | 2 | 04/09/2021 | Customer Dispute | Settled | $464,050.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 11/20/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Oliva Donti | 6469595 | 3 | 11/16/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Brian Mitchell | 2325229 | 1 | 08/21/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curvin Elwood Miller | 5106137 | 2 | 07/10/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |