Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darcy Lee Bergen | 6568462 | 4 | 12/31/2000 | Customer Dispute | Settled | $12,000,000.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 12/18/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darcy Lee Bergen | 6568462 | 4 | 11/07/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Henry Massey | 2395900 | 4 | 04/12/2000 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Henry Massey | 2395900 | 4 | 03/13/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hilgardt Wilhelm Lamprecht | 2866895 | 3 | 02/04/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ashley C Robinson | 5090538 | 1 | 08/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darcy Lee Bergen | 6568462 | 4 | 03/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig L Gordinier | 6654255 | 1 | 11/25/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman David Eccarius | 2283467 | 2 | 02/13/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |