Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hilgardt Wilhelm Lamprecht | 2866895 | 3 | 04/04/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Thomas Bloyd | 3168115 | 1 | 08/09/2005 | Customer Dispute | Closed-No Action | $575,000.00 | $0.00 | See FINRA Report |
| James William Hanna | 6435774 | 3 | 07/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Bruce Porter | 2129010 | 1 | 06/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald A Lueke | 1962691 | 2 | 05/12/2005 | Customer Dispute | Denied | $17,216.00 | $0.00 | See FINRA Report |
| James John Morrison | 340742 | 3 | 07/29/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dennis Eugene Kagel | 735448 | 4 | 06/17/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hilgardt Wilhelm Lamprecht | 2866895 | 3 | 12/01/2003 | Customer Dispute | Settled | $45,788.00 | $0.00 | See FINRA Report |
| James S Boys | 721319 | 3 | 05/16/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James S Boys | 721319 | 3 | 05/12/2003 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |