Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James John Morrison | 340742 | 3 | 07/29/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Hilgardt Wilhelm Lamprecht | 2866895 | 3 | 12/01/2003 | Customer Dispute | Settled | $45,788.00 | $0.00 | See FINRA Report |
| James S Boys | 721319 | 3 | 05/12/2003 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Jeffrey Henry Massey | 2395900 | 4 | 08/06/2001 | Customer Dispute | Settled | $30,500.00 | $0.00 | See FINRA Report |
| Darcy Lee Bergen | 6568462 | 4 | 12/31/2000 | Customer Dispute | Settled | $12,000,000.00 | $0.00 | See FINRA Report |
| Hilgardt Wilhelm Lamprecht | 2866895 | 3 | 02/04/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |