Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Oliva Donti | 6469595 | 3 | 01/09/2019 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 10/19/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| James William Hanna | 6435774 | 3 | 08/16/2018 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 8 | 07/02/2018 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Christopher Blake Radford | 1564302 | 1 | 12/08/2017 | Customer Dispute | Settled | $80,579.00 | $0.00 | See FINRA Report |
| Donald A Lueke | 1962691 | 2 | 11/22/2017 | Customer Dispute | Settled | $329,231.00 | $0.00 | See FINRA Report |
| Gregory Paul Ricks | 1060841 | 2 | 04/10/2017 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Cindy Lou Mayfield | 6320630 | 1 | 03/01/2017 | Customer Dispute | Settled | $47,374.70 | $0.00 | See FINRA Report |
| Gregory Paul Ricks | 1060841 | 2 | 05/27/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman David Eccarius | 2283467 | 2 | 11/25/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |