Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Wayne Falter | 7070378 | 1 | 04/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Allan Lundervold | 4548206 | 1 | 04/05/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Kirsner | 2675082 | 3 | 06/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Eugene Kagel | 735448 | 4 | 01/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Eugene Kagel | 735448 | 4 | 08/11/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric James Bludau | 4570957 | 2 | 08/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Anne Nolan | 859895 | 1 | 05/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Crane | 5327582 | 6 | 01/12/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Pruitt | 4081821 | 1 | 08/11/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Wallace Smith | 4844156 | 2 | 10/02/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |