Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Lea Cherry | 7427452 | 1 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Falter | 7070378 | 1 | 04/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Allan Lundervold | 4548206 | 1 | 04/05/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Kirsner | 2675082 | 3 | 06/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Rose Coglianese | 4796292 | 1 | 05/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Eugene Kagel | 735448 | 4 | 01/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Enrique Gonzalez | 1811191 | 1 | 10/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Charles Biance | 6403442 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Eugene Kagel | 735448 | 4 | 08/11/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric James Bludau | 4570957 | 2 | 08/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |