Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Green | 4235928 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy Green | 4235928 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Oliva Donti | 6469595 | 3 | 01/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher M Groman | 6106846 | 1 | 12/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Conrad Bates | 6347290 | 1 | 09/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Preston Alexander | 5309647 | 1 | 09/07/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Nabholz | 4105304 | 1 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Dipaula | 6018094 | 1 | 08/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Crhistian Horacio Vasquez | 6989537 | 1 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Robert Lederer | 5798391 | 2 | 10/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |