Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric James Bludau | 4570957 | 2 | 07/20/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jose Fernado Echeverri | 1448468 | 1 | 10/03/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Wallace Smith | 4844156 | 2 | 03/28/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francis Anthony Higgins | 2452995 | 1 | 06/07/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Paul Fawson | 4277635 | 1 | 01/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Douglas Russell | 4667804 | 2 | 05/10/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Eugene Kagel | 735448 | 4 | 06/17/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James S Boys | 721319 | 3 | 05/05/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Franklin Gregory | 2473459 | 1 | 04/01/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Marshall Wadsworth | 2272134 | 2 | 03/07/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |