Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald A Lueke | 1962691 | 2 | 05/12/2005 | Customer Dispute | Denied | $17,216.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Derussy | 3155526 | 3 | 02/15/2003 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Dennis Eugene Kagel | 735448 | 4 | 09/16/2002 | Customer Dispute | Denied | $61,234.00 | $0.00 | See FINRA Report |