Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald A Lueke | 1962691 | 2 | 05/12/2005 | Customer Dispute | Denied | $17,216.00 | $0.00 | See FINRA Report |
| James John Morrison | 340742 | 3 | 07/29/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Hilgardt Wilhelm Lamprecht | 2866895 | 3 | 12/01/2003 | Customer Dispute | Settled | $45,788.00 | $0.00 | See FINRA Report |
| James S Boys | 721319 | 3 | 05/12/2003 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| James John Morrison | 340742 | 3 | 04/21/2003 | Customer Dispute | Award / Judgment | $88,000.00 | $127,356.00 | See FINRA Report |
| James John Morrison | 340742 | 3 | 04/07/2003 | Customer Dispute | Award / Judgment | $250,000.00 | $18,750.00 | See FINRA Report |
| Mary Elizabeth Derussy | 3155526 | 3 | 02/15/2003 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Dennis Eugene Kagel | 735448 | 4 | 09/16/2002 | Customer Dispute | Denied | $61,234.00 | $0.00 | See FINRA Report |
| Jeffrey Henry Massey | 2395900 | 4 | 08/06/2001 | Customer Dispute | Settled | $30,500.00 | $0.00 | See FINRA Report |
| Darcy Lee Bergen | 6568462 | 4 | 12/31/2000 | Customer Dispute | Settled | $12,000,000.00 | $0.00 | See FINRA Report |