Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curvin Elwood Miller | 5106137 | 2 | 04/09/2021 | Customer Dispute | Settled | $464,050.00 | $0.00 | See FINRA Report |
| Curvin Elwood Miller | 5106137 | 2 | 07/10/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Douglas Russell | 4667804 | 2 | 01/13/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Danial Fereydani | 6521064 | 1 | 11/21/2019 | Customer Dispute | Closed-No Action | $126,971.00 | $0.00 | See FINRA Report |
| Kurt Edward Stahl | 1890827 | 2 | 09/11/2019 | Customer Dispute | Settled | $39,491.50 | $0.00 | See FINRA Report |
| Roger Lee Ford | 1537481 | 1 | 09/09/2019 | Customer Dispute | Denied | $15,607.20 | $0.00 | See FINRA Report |
| Craig Kirsner | 2675082 | 3 | 08/12/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Blaker | 4024201 | 1 | 06/07/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Neil Stell | 6553446 | 2 | 02/25/2019 | Customer Dispute | Settled | $32,733.60 | $0.00 | See FINRA Report |
| James William Hanna | 6435774 | 3 | 02/22/2019 | Customer Dispute | Settled | $921,000.00 | $0.00 | See FINRA Report |