Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Stephen Spicuzza | 4134728 | 7 | 08/07/2017 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Brent Stephen Spicuzza | 4134728 | 7 | 03/21/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Stephen Spicuzza | 4134728 | 7 | 02/14/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |