Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Kay Edwards | 4756052 | 1 | 11/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Stephen Spicuzza | 4134728 | 7 | 11/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Ott | 826866 | 3 | 01/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Stephen Spicuzza | 4134728 | 7 | 07/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |