Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Jon Lilleberg | 4595739 | 9 | 03/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Jon Lilleberg | 4595739 | 9 | 02/13/2009 | Customer Dispute | Settled | $54,798.00 | $0.00 | See FINRA Report |
| Matthew Jon Lilleberg | 4595739 | 9 | 01/26/2009 | Customer Dispute | Settled | $387,476.00 | $0.00 | See FINRA Report |
| Thomas G Gresham | 229641 | 17 | 11/19/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Jon Lilleberg | 4595739 | 9 | 10/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Jon Lilleberg | 4595739 | 9 | 10/03/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Jon Lilleberg | 4595739 | 9 | 09/19/2008 | Customer Dispute | Settled | $123,960.00 | $0.00 | See FINRA Report |
| Ion Valentin Cangea | 2546015 | 6 | 07/12/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Jon Lilleberg | 4595739 | 9 | 01/04/2007 | Customer Dispute | Settled | $36,486.40 | $0.00 | See FINRA Report |
| Ion Valentin Cangea | 2546015 | 6 | 08/18/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |