Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas G Gresham | 229641 | 17 | 05/15/2014 | Customer Dispute | Settled | $418,000.00 | $0.00 | See FINRA Report |
| Scott Edward Everhart | 1495747 | 2 | 12/16/2013 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Ion Valentin Cangea | 2546015 | 6 | 08/05/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Ronald Medley | 2619119 | 2 | 04/05/2013 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Thomas G Gresham | 229641 | 17 | 05/03/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Jon Lilleberg | 4595739 | 9 | 04/24/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Jon Lilleberg | 4595739 | 9 | 04/24/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Kurt Saxenmeyer | 1269690 | 5 | 02/09/2012 | Customer Dispute | Settled | $169,000.00 | $0.00 | See FINRA Report |
| William Matthew Leisman | 2113061 | 8 | 02/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis Verdell Lund | 2654968 | 1 | 11/26/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |