Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall E Duggan | 5559097 | 4 | 05/22/2023 | Customer Dispute | Pending | $201,000.00 | $0.00 | See FINRA Report |
| Andrew Lee Feyerabend | 5915487 | 2 | 05/22/2023 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| David Francis Lagrange | 4200976 | 1 | 05/11/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Donald Ralph Hancock | 828811 | 2 | 05/11/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| James Constantine Kekeris | 1453262 | 1 | 05/02/2023 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| David Allen Wampler | 2906256 | 2 | 04/25/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Morris | 2478499 | 5 | 04/25/2023 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Morris | 2478499 | 5 | 01/27/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Morris | 2478499 | 5 | 01/20/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Edward James Balmes | 2110152 | 3 | 11/28/2022 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |