Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Patock | 6039302 | 1 | 01/19/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Scott Allen Hume | 2894512 | 1 | 01/11/2024 | Customer Dispute | Pending | $135,000.00 | $0.00 | See FINRA Report |
| William Matthew Leisman | 2113061 | 8 | 11/03/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Cary Franklin Jacobs | 5029640 | 3 | 09/28/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Andrew Lee Feyerabend | 5915487 | 2 | 09/11/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Eric Alexander Duncan | 4168496 | 1 | 08/23/2023 | Customer Dispute | Settled | $196,000.00 | $0.00 | See FINRA Report |
| Shane Michael Desherlia | 6800960 | 4 | 07/19/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Joseph Richard Muller | 6092175 | 1 | 07/10/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Shane Michael Desherlia | 6800960 | 4 | 07/05/2023 | Customer Dispute | Settled | $182,000.00 | $0.00 | See FINRA Report |
| Randall E Duggan | 5559097 | 4 | 05/22/2023 | Customer Dispute | Pending | $36,000.00 | $0.00 | See FINRA Report |