Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Kurt Saxenmeyer | 1269690 | 5 | 06/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cary Franklin Jacobs | 5029640 | 3 | 04/08/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Brent Wegrzyn | 1446174 | 1 | 06/28/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |