Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ion Valentin Cangea | 2546015 | 6 | 09/30/2004 | Customer Dispute | Closed-No Action | $5,142.41 | $0.00 | See FINRA Report |
| Ion Valentin Cangea | 2546015 | 6 | 07/09/2004 | Customer Dispute | Denied | $22,493.40 | $0.00 | See FINRA Report |
| William Matthew Leisman | 2113061 | 8 | 06/09/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Allen Nye | 1891536 | 1 | 08/09/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas G Gresham | 229641 | 17 | 02/13/2001 | Customer Dispute | Settled | $165,090.00 | $0.00 | See FINRA Report |
| Paul Kurt Saxenmeyer | 1269690 | 5 | 04/04/2000 | Customer Dispute | Settled | $39,364.00 | $0.00 | See FINRA Report |
| Donald Ralph Hancock | 828811 | 2 | 01/18/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Teddy Joseph Newman | 2642610 | 1 | 01/05/1999 | Customer Dispute | Settled | $5,550.79 | $0.00 | See FINRA Report |
| James Edward Nelson | 1519970 | 1 | 03/16/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Kurt Saxenmeyer | 1269690 | 5 | 08/06/1992 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |