Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Allen Wampler | 2906256 | 2 | 07/17/2024 | Customer Dispute | Denied | $118,000.00 | $0.00 | See FINRA Report |
Ion Valentin Cangea | 2546015 | 6 | 01/11/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Scott Edward Everhart | 1495747 | 2 | 12/16/2013 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
Ion Valentin Cangea | 2546015 | 6 | 08/05/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Thomas G Gresham | 229641 | 17 | 10/03/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Matthew Jon Lilleberg | 4595739 | 9 | 10/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ion Valentin Cangea | 2546015 | 6 | 08/18/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Ion Valentin Cangea | 2546015 | 6 | 07/09/2004 | Customer Dispute | Denied | $22,493.40 | $0.00 | See FINRA Report |