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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Allen Wampler2906256207/17/2024Customer DisputeDenied$118,000.00$0.00See FINRA Report
Ion Valentin Cangea2546015601/11/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Scott Edward Everhart1495747212/16/2013Customer DisputeDenied$42,000.00$0.00See FINRA Report
Ion Valentin Cangea2546015608/05/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas G Gresham2296411710/03/2011Customer DisputeDenied$0.00$0.00See FINRA Report
Matthew Jon Lilleberg4595739910/21/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Ion Valentin Cangea2546015608/18/2006Customer DisputeDenied$25,000.00$0.00See FINRA Report
Ion Valentin Cangea2546015607/09/2004Customer DisputeDenied$22,493.40$0.00See FINRA Report

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