Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derrick Allen Brauner | 6082847 | 1 | 08/20/2024 | Customer Dispute | Pending | $54,000.00 | $0.00 | See FINRA Report |
| David Allen Wampler | 2906256 | 2 | 07/17/2024 | Customer Dispute | Denied | $118,000.00 | $0.00 | See FINRA Report |
| Shane Michael Desherlia | 6800960 | 4 | 07/06/2024 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Glenn Herbert Cray | 5184058 | 2 | 06/27/2024 | Customer Dispute | Pending | $45,000.00 | $0.00 | See FINRA Report |
| Christina Marie Silvius | 4559574 | 4 | 06/10/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Randall E Duggan | 5559097 | 4 | 05/29/2024 | Customer Dispute | Pending | $475,000.00 | $0.00 | See FINRA Report |
| Randall E Duggan | 5559097 | 4 | 04/23/2024 | Customer Dispute | Pending | $106,000.00 | $0.00 | See FINRA Report |
| William Matthew Leisman | 2113061 | 8 | 04/11/2024 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Edward H Prince | 4647442 | 2 | 03/22/2024 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| Richard Robert Ruskey | 1466599 | 1 | 01/31/2024 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |