Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leslie Lynette Davis Schoenhofer | 5542514 | 2 | 05/12/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aldo Lozano | 2479020 | 2 | 10/26/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |