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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-14 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Raymond Frager12306221111/11/1994Customer DisputeSettled$44,000.00$0.00See FINRA Report
Michael Raymond Frager12306221109/01/1994Customer DisputeSettled$48,488.00$0.00See FINRA Report
Michael Raymond Frager12306221108/12/1994Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Raymond Frager12306221108/04/1994Customer DisputeSettled$250,000.00$0.00See FINRA Report

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