Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aalon Rose | 4785931 | 2 | 01/18/2023 | Customer Dispute | Settled | $29,479.80 | $0.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 05/15/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 07/07/1999 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Paul John Metz | 2443570 | 2 | 04/14/1997 | Customer Dispute | Settled | $113,061.00 | $0.00 | See FINRA Report |