Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aalon Rose | 4785931 | 2 | 01/18/2023 | Customer Dispute | Settled | $29,479.80 | $0.00 | See FINRA Report |
| Aalon Rose | 4785931 | 2 | 10/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Finnan | 2311960 | 6 | 05/30/2011 | Customer Dispute | Award / Judgment | $50,001.00 | $40,000.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 07/12/2005 | Customer Dispute | Award / Judgment | $500,000.00 | $15,000.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 05/15/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 12/08/1999 | Customer Dispute | Award / Judgment | $200,000.00 | $9,750.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 07/07/1999 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Paul John Metz | 2443570 | 2 | 04/14/1997 | Customer Dispute | Settled | $113,061.00 | $0.00 | See FINRA Report |
| Paul John Metz | 2443570 | 2 | 03/03/1997 | Customer Dispute | Award / Judgment | $15,000.00 | $3,500.00 | See FINRA Report |
| Michael John Finnan | 2311960 | 6 | 03/14/1994 | Customer Dispute | Award / Judgment | $49,878.00 | $8,750.00 | See FINRA Report |