Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stifel Independent Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Alan Latshaw | 2270958 | 6 | 04/12/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Latshaw | 2270958 | 6 | 02/01/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Cynthia Maresca Boyle | 842081 | 1 | 03/05/1999 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Krista Maya Hall | 1453907 | 1 | 01/21/1998 | Customer Dispute | Denied | $13,651.00 | $0.00 | See FINRA Report |
| John Raymond Thomas | 3188834 | 1 | 04/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Knox Fuller | 2947131 | 1 | 09/10/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |