Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Prime Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marvin Denoy | 6137899 | 1 | 09/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph A Lyman | 6666286 | 1 | 06/09/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael William Kelleher | 2126264 | 1 | 10/19/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph J. Cosoleto | 2137541 | 2 | 03/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph J. Cosoleto | 2137541 | 2 | 09/01/1998 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |