Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Jay Aguas | 4573669 | 7 | 08/08/2013 | Customer Dispute | Settled | $216,000.00 | $0.00 | See FINRA Report |
| Kevin Jay Aguas | 4573669 | 7 | 05/10/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kevin Jay Aguas | 4573669 | 7 | 12/30/2010 | Customer Dispute | Settled | $430,000.00 | $0.00 | See FINRA Report |
| Kevin Jay Aguas | 4573669 | 7 | 08/09/2010 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Kevin Jay Aguas | 4573669 | 7 | 08/06/2010 | Customer Dispute | Settled | $976,008.00 | $0.00 | See FINRA Report |
| Kevin Jay Aguas | 4573669 | 7 | 08/06/2010 | Customer Dispute | Settled | $337,489.00 | $0.00 | See FINRA Report |
| Kevin Jay Aguas | 4573669 | 7 | 07/29/2009 | Customer Dispute | Settled | $2,300,140.00 | $0.00 | See FINRA Report |
| Steven Scott Iversen | 820813 | 1 | 01/14/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Cassella | 1596984 | 1 | 02/01/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |