Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tullett Prebon Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Gonzales | 2298005 | 2 | 09/16/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John G Reardon | 2042196 | 2 | 10/09/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Stanley Puetzer | 2199224 | 2 | 02/22/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Boyle | 1706932 | 1 | 09/18/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Gunner Olsen | 1023705 | 1 | 03/14/1983 | Customer Dispute | Settled | $821,517.00 | $0.00 | See FINRA Report |