Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daisy Avila Schilling | 7612804 | 1 | 01/25/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ronald Barr | 6742998 | 2 | 01/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ronald Barr | 6742998 | 2 | 05/15/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Richardson | 5245606 | 1 | 05/04/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Hampton Nash | 5966593 | 1 | 07/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dana Paul Thornton | 7370252 | 1 | 03/13/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas S Poe | 5913265 | 2 | 05/31/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory William Glynn | 5892880 | 3 | 02/10/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Catina Marie Ruiz | 4849541 | 1 | 08/26/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Alan Martin | 6930163 | 2 | 04/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |