Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathy Anderson Wilson | 1718255 | 2 | 02/17/2009 | Customer Dispute | Denied | $223,762.00 | $0.00 | See FINRA Report |
| Christopher Richard Brockway | 7805475 | 1 | 12/09/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Christopher Potts | 5028125 | 1 | 10/06/2008 | Customer Dispute | Settled | $420,000.00 | $0.00 | See FINRA Report |
| Vaughn Badenhorst | 5726579 | 5 | 10/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesse Allen Cameron | 6192644 | 2 | 06/25/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Wayne Hart | 858074 | 3 | 04/16/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Phillip Wayne Hart | 858074 | 3 | 01/30/2008 | Customer Dispute | Closed-No Action | $33,000.00 | $0.00 | See FINRA Report |
| Nicholas S Poe | 5913265 | 2 | 10/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ivan Gregory Brown | 7256725 | 1 | 09/26/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rachel Marie Richardson | 6875213 | 1 | 09/19/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |