Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rachel Lynn Sims | 7297614 | 1 | 03/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Anne Heath | 6270244 | 1 | 11/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dakota Salisbury | 7808520 | 1 | 09/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Boyd Call | 6656124 | 1 | 04/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Douglas Heckle | 7453993 | 1 | 02/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamara Jo Trocha | 5926675 | 4 | 02/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamara Jo Trocha | 5926675 | 4 | 02/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamara Jo Trocha | 5926675 | 4 | 02/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tamara Jo Trocha | 5926675 | 4 | 02/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roseanne Laraine Cimino | 2661885 | 1 | 02/02/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |