Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Lee Boehm | 3232128 | 4 | 06/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Lee Boehm | 3232128 | 4 | 06/29/2010 | Customer Dispute | Settled | $269,537.00 | $0.00 | See FINRA Report |
| Aaron Lee Boehm | 3232128 | 4 | 02/19/2010 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Aaron Lee Boehm | 3232128 | 4 | 10/02/2003 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |