Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Robert Fennig | 4534256 | 1 | 09/05/2007 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Kevin John Deans | 5083314 | 2 | 08/21/2007 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Kevin John Deans | 5083314 | 2 | 05/20/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |