Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alonte Rashon White-Davis | 6915132 | 1 | 01/27/2020 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Michael Christian Richard | 5987114 | 1 | 01/13/2020 | Customer Dispute | Denied | $37,832.00 | $0.00 | See FINRA Report |
| Lori H Moncada | 5473199 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Carwin Linford | 4462448 | 1 | 12/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Storm Davis Rummel | 6777604 | 3 | 12/06/2019 | Customer Dispute | Denied | $20,665.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Patrick Corey | 6319568 | 4 | 09/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Lee | 4686159 | 3 | 09/17/2019 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Rebecca T Ward | 6692246 | 2 | 09/17/2019 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Charles Lee | 4686159 | 3 | 09/09/2019 | Customer Dispute | Denied | $19,931.00 | $0.00 | See FINRA Report |