Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George William Rescigno | 2203108 | 3 | 05/12/2003 | Customer Dispute | Award / Judgment | $250,000.00 | $30,000.00 | See FINRA Report |
| George William Rescigno | 2203108 | 3 | 12/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeff Hood | 6493851 | 1 | 12/11/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Joel Handfuss | 6730318 | 1 | 11/02/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George William Rescigno | 2203108 | 3 | 08/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Evan Ingber | 2717634 | 1 | 06/25/2001 | Customer Dispute | Denied | $6,600.00 | $0.00 | See FINRA Report |
| Daniel Patrick Corey | 6319568 | 4 | 03/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Kyle Swafford | 6150752 | 1 | 02/19/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Barrett O'Connell | 4849392 | 1 | 05/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Wesley Barlow | 7548385 | 3 | 05/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |