Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Peter Spencer | 6827419 | 2 | 03/30/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Wilson Barker | 1826578 | 1 | 03/30/2012 | Customer Dispute | Denied | $15,200.00 | $0.00 | See FINRA Report |
| Kyle Benjamin Fults | 5819563 | 3 | 01/31/2012 | Customer Dispute | Settled | $10,433.00 | $0.00 | See FINRA Report |
| Bryon Louis Baylog | 5197568 | 2 | 01/27/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Eric Francis Rueckl | 6629322 | 1 | 09/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Peter Bamberger | 4339068 | 3 | 04/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Martinez | 4268255 | 7 | 03/30/2011 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Bryon Louis Baylog | 5197568 | 2 | 10/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brad Anthony Freitas | 5965780 | 1 | 09/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Margeson | 7496212 | 1 | 08/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |