Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Wesley Barlow | 7548385 | 3 | 03/10/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Edward Brucker | 4864832 | 3 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 10/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Kwasnik | 6081291 | 1 | 10/05/2015 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| Michelle Martin Neuhalfen | 7206531 | 2 | 09/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Spriggs | 2408013 | 1 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danielle Lee Halliday | 5439481 | 2 | 12/31/2014 | Customer Dispute | Denied | $81,093.20 | $0.00 | See FINRA Report |
| Eugene Edward Brucker | 4864832 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Foss | 5566913 | 1 | 11/17/2014 | Customer Dispute | Settled | $8,866.20 | $0.00 | See FINRA Report |
| Kyle Benjamin Fults | 5819563 | 3 | 09/15/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |