Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchell Patrick Corley | 6666423 | 2 | 03/06/2017 | Customer Dispute | Denied | $14,163.50 | $0.00 | See FINRA Report |
| Linda Diane Jones | 6007887 | 1 | 02/18/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Daniel Robert Sherwood | 6407223 | 1 | 02/14/2017 | Customer Dispute | Closed-No Action | $14,287.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 12/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Malinda Ann Choate | 3254125 | 2 | 11/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 08/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Perron Shoemaker | 5836113 | 4 | 08/02/2016 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michelle L Washington | 6185782 | 1 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 04/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luke Francis Brignola | 6893438 | 2 | 03/18/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |