Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Paul Lemmon | 5465233 | 2 | 07/18/2017 | Customer Dispute | Denied | $5,592.00 | $0.00 | See FINRA Report |
| Alberto Rivera | 7185595 | 1 | 07/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Delia Luna Parker | 5821374 | 1 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Jeremy Cyprich | 6629048 | 7 | 06/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Jeremy Cyprich | 6629048 | 7 | 06/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Donati | 3082062 | 1 | 06/14/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Jeremy Cyprich | 6629048 | 7 | 05/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Wesley Barlow | 7548385 | 3 | 05/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Jeremy Cyprich | 6629048 | 7 | 05/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Jeremy Cyprich | 6629048 | 7 | 04/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |