Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Benjamin Fults | 5819563 | 3 | 01/31/2012 | Customer Dispute | Settled | $10,433.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 03/30/2011 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| John Peter Bamberger | 4339068 | 3 | 08/01/2005 | Customer Dispute | Settled | $1,848.00 | $0.00 | See FINRA Report |
| Jonathan Erik James | 2237571 | 1 | 05/17/2004 | Customer Dispute | Settled | $28,843.70 | $0.00 | See FINRA Report |