Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Anthony Feliciano | 6369897 | 2 | 04/17/2020 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Daniel Patrick Corey | 6319568 | 4 | 09/24/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 07/24/2019 | Customer Dispute | Settled | $27,933.00 | $0.00 | See FINRA Report |
| Vincent Sean Mariana | 6994826 | 1 | 03/19/2019 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Myles William Easter | 6024704 | 4 | 03/02/2019 | Customer Dispute | Settled | $17,235.00 | $0.00 | See FINRA Report |
| Michael Scott Nixon | 5673343 | 3 | 11/14/2018 | Customer Dispute | Settled | $25,419.00 | $0.00 | See FINRA Report |
| Michael Scott Nixon | 5673343 | 3 | 05/21/2018 | Customer Dispute | Settled | $108,154.00 | $0.00 | See FINRA Report |
| Michael Perron Shoemaker | 5836113 | 4 | 08/02/2016 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Alexander Foss | 5566913 | 1 | 11/17/2014 | Customer Dispute | Settled | $8,866.20 | $0.00 | See FINRA Report |
| Kevin Paul Lemmon | 5465233 | 2 | 01/14/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |