Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradford Kendall Brinkley | 5829187 | 1 | 04/28/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff Hood | 6493851 | 1 | 12/11/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Patrick Corey | 6319568 | 4 | 03/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Kyle Swafford | 6150752 | 1 | 02/19/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Barrett O'Connell | 4849392 | 1 | 05/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Wesley Barlow | 7548385 | 3 | 05/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Richard Tournour | 1858109 | 2 | 10/02/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Richard Lachance | 6401943 | 1 | 06/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fred Tommy van Dyck | 4718155 | 2 | 02/17/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |