Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Jeremy Cyprich | 6629048 | 7 | 05/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Jeremy Cyprich | 6629048 | 7 | 04/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 12/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Malinda Ann Choate | 3254125 | 2 | 11/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle L Washington | 6185782 | 1 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Edward Brucker | 4864832 | 3 | 12/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 10/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Martin Neuhalfen | 7206531 | 2 | 09/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Spriggs | 2408013 | 1 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Edward Brucker | 4864832 | 3 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |