Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Kwasnik | 6081291 | 1 | 10/05/2015 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| Danielle Lee Halliday | 5439481 | 2 | 12/31/2014 | Customer Dispute | Denied | $81,093.20 | $0.00 | See FINRA Report |
| Michael Perron Shoemaker | 5836113 | 4 | 05/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Lee | 4686159 | 3 | 08/08/2013 | Customer Dispute | Denied | $71,300.00 | $0.00 | See FINRA Report |
| Scott Wilson Barker | 1826578 | 1 | 03/30/2012 | Customer Dispute | Denied | $15,200.00 | $0.00 | See FINRA Report |
| Bryon Louis Baylog | 5197568 | 2 | 01/27/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Bryon Louis Baylog | 5197568 | 2 | 10/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Benjamin Wiswell | 4907188 | 1 | 06/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 05/05/2009 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Francis Patrick Caraco | 1221773 | 2 | 02/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |