Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Milla Gudukas | 6136129 | 1 | 07/10/2019 | Customer Dispute | Denied | $8,736.00 | $0.00 | See FINRA Report |
| Francis Patrick Caraco | 1221773 | 2 | 06/26/2019 | Customer Dispute | Denied | $7,965.00 | $0.00 | See FINRA Report |
| Michael Perron Shoemaker | 5836113 | 4 | 06/12/2019 | Customer Dispute | Denied | $49,860.00 | $0.00 | See FINRA Report |
| Brennan N Nelson | 6789742 | 1 | 12/31/2018 | Customer Dispute | Denied | $389.95 | $0.00 | See FINRA Report |
| Brock Anthony Williams | 6745054 | 1 | 12/12/2018 | Customer Dispute | Denied | $7,173.00 | $0.00 | See FINRA Report |
| Adam T McHenry | 5485412 | 1 | 11/13/2017 | Customer Dispute | Denied | $29,425.00 | $0.00 | See FINRA Report |
| William Terrance Ryan | 1566695 | 1 | 11/13/2017 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Kevin Paul Lemmon | 5465233 | 2 | 07/18/2017 | Customer Dispute | Denied | $5,592.00 | $0.00 | See FINRA Report |
| Mitchell Patrick Corley | 6666423 | 2 | 03/06/2017 | Customer Dispute | Denied | $14,163.50 | $0.00 | See FINRA Report |
| Linda Diane Jones | 6007887 | 1 | 02/18/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |