Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sarah Leigh Miles Rodriguez | 5248713 | 1 | 03/03/2023 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Mitchell Patrick Corley | 6666423 | 2 | 12/05/2022 | Customer Dispute | Denied | $16,860.00 | $0.00 | See FINRA Report |
| Storm Davis Rummel | 6777604 | 3 | 11/15/2022 | Customer Dispute | Denied | $16,130.00 | $0.00 | See FINRA Report |
| Christine Marie Jackson | 6893441 | 1 | 08/29/2022 | Customer Dispute | Denied | $14,567.00 | $0.00 | See FINRA Report |
| Casey Dale Moag | 6955135 | 2 | 04/20/2022 | Customer Dispute | Denied | $48,437.00 | $0.00 | See FINRA Report |
| Anthony Edward Alvarez | 4911762 | 2 | 03/21/2022 | Customer Dispute | Denied | $128,654.00 | $0.00 | See FINRA Report |
| William Albert Brobson | 7237899 | 1 | 12/15/2021 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Larry M Goldberg | 6516221 | 2 | 10/12/2021 | Customer Dispute | Denied | $6,007.00 | $0.00 | See FINRA Report |
| Michael Perron Shoemaker | 5836113 | 4 | 09/07/2021 | Customer Dispute | Denied | $74,526.00 | $0.00 | See FINRA Report |
| Karl Eric Hanson | 6846736 | 1 | 06/11/2021 | Customer Dispute | Denied | $8,811.00 | $0.00 | See FINRA Report |