Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Benjamin Fults | 5819563 | 3 | 01/31/2012 | Customer Dispute | Settled | $10,433.00 | $0.00 | See FINRA Report |
| Bryon Louis Baylog | 5197568 | 2 | 01/27/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 03/30/2011 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Bryon Louis Baylog | 5197568 | 2 | 10/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Benjamin Wiswell | 4907188 | 1 | 06/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brett J Kelly | 4818868 | 1 | 01/21/2010 | Customer Dispute | Closed-No Action | $7,421.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 05/05/2009 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Francis Patrick Caraco | 1221773 | 2 | 02/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edwin Martinez | 4268255 | 7 | 11/19/2007 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Malinda Ann Choate | 3254125 | 2 | 03/14/2006 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |